Search Results | Showing 51 - 60 of 203 results for "Consultation Paper" |
| | | ASIC has released a consultation paper seeking feedback on reference checking protocols for financial advisers and mortgage brokers. Requiring financial advisers to have reference checks was one of the recommendations to come out of the Royal Commission. ... |
| | | | ... Australian Securities and Investments Commission (ASIC) is calling on financial advisers to provide feedback to its consultation paper on affordable scaled advice. As previously announced last month, ASIC's latest consultation paper, Promoting access ... |
| | | | ... standards of competence, knowledge and skill that will apply in New Zealand under the code, the FMA wrote in its consultation paper. "There is demand from time to time from individual Australian financial advisers to work in New Zealand," the FMA said. ... |
| | | | ... advice more accessible, affordable and 'bite-sized' to meet consumer demand. The regulator will be releasing a consultation paper later in the year to understand the impediments advisers face in providing affordable limited advice. The consultation comes ... |
| | | | ... $35.28 billion followed by separately managed accounts (SMAs) at $28.06 billion. ASIC was expected to put out a consultation paper on MDAs last year but in March this year, said it had been delayed as it recalibrated regulatory priorities to focus on ... |
| | | | ... continue to develop its proposals on disclosure by platforms. "In the first instance, ASIC proposes to issue a consultation paper responding to the recommendations made by the external expert in REP 581 on platforms and feedback previously provided by ... |
| | | | The CFA Institute is seeking feedback from the professional investor community on a consultation paper for a proposed disclosure standard for environmental, social and governance (ESG) investments products. The new standard aims to focus on the disclosure ... |
| | | | ... superannuation. "An area we think the review will certainly look at is, superannuation tax breaks. We saw in the consultation paper, tax breaks are skewed towards high income earners which is arguably [at odds with] the purposes of super, particularly ... |
| | | | ASIC has launched a new weekly regulatory tracker to assist users during the COVID-19 pandemic. The tracker lists and includes links to all new and updated regulatory guides, information sheets, reports and consultation papers issued by ASIC and published ... |
| | | | ... projects of the resources required to meet their original timetables. Some projects, such as ASIC's RG97 consultation paper on platform fees, will continue to be worked on in the background, but will not be published "until further notice". |
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