Search Results | Showing 311 - 320 of 5480 results for "Regulatory" |
| | | APRA is updating Prudential Standard 'Strategic Planning and Member Outcomes' (SPS 515) to enhance member outcomes in superannuation, including requiring trustees to justify business-related expenses. The regulator's changes seek to align expenditure ... |
| | | | ... Bennelong Funds Management, where, as chief client strategy officer, she oversaw product development and management, regulatory affairs, and corporate sustainability. Before that, Haqqani held senior roles in financial services, including Milliman, Challenger ... |
| | | | NAB will pay $2.1 million in a fine issued by the Federal Court over knowingly overcharging customers certain fees and failing to tell them. The court has ordered the bank pay the penalty for continuing to charge periodic payment fees it knew was not ... |
| | | | Interactive Brokers is paying a fine of more than $830,000 after it failed to identify suspicious trades conducted by a client. Between March and November 2021, certain Closing Single Price Auction (CSPA) orders in Orthocell (OCC) were allowed by Interactive ... |
| | | | ... send a message to the crypto industry that products will continue to be scrutinised by ASIC to ensure they comply with regulatory obligations in order to protect consumers." "ASIC's action should be a reminder of the importance to comply with the design ... |
| | | | The regulator is seeking feedback on improving the effectiveness of hybrid capital bonds amid concerns design features would not be resilient enough to withstand a banking crisis. APRA released its discussion paper on Thursday, citing the challenges ... |
| | | | ... strong stance against blatant misconduct in the tax advice industry. "The PwC scandal exposed severe shortcomings in our regulatory frameworks that were largely ignored by the Coalition, and we continue to take significant steps to clean up the mess," ... |
| | | | ... will allow more time for it to assist advisers to understand and comply with the registration requirement by issuing regulatory guidance and conducting webinars. ASIC also wants to help AFSLs to understand their obligations and how they should register ... |
| | | | ... against boards and directors that neglect cybersecurity risks, saying to do so could result in non-compliance with regulatory obligations. ASIC chair Joe Longo said cybersecurity and resilience are not merely technical matters on the fringes of directors' ... |
| | | | ... transactions." "IFIA will be the voice and lobby of the Islamic financial services industry which will work closely with regulatory authorities and other stakeholders to enhance the contributions of Islamic banking, finance and investments, to the Australian ... |
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