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Showing 321 - 330 of 6330 results for "securities"

Superhero board signs former ASIC boss

CASSANDRA BALDINI  |  WEDNESDAY, 25 MAY 2022
... Law School's Program on International Financial Systems. He has also previously led the Hong Kong regulator, the Securities and Futures Commission. He has over 20 years of experience in leadership roles across financial markets, regulation, law ...

BNY Mellon subsidiary to pay US$1.5m over ESG misstatements

CASSANDRA BALDINI  |  TUESDAY, 24 MAY 2022
BNY Mellon Investment Adviser will pay US$1.5 million to settle charges brought by the Securities and Exchange Commission (SEC) for misstatements and omissions about ESG considerations in making investment decisions for certain mutual funds that it ...

Citi names new head of securities services

CASSANDRA BALDINI  |  MONDAY, 23 MAY 2022
Citi Australia has appointed Mark England as the new head of securities services following the retirement of long serving executive Martin Carpenter. England, the current co-head of sales for Citi Securities will relocate from Hong Kong to Australia ...

State Street plans local ETF portal launch

JAMIE WILLIAMSON  |  FRIDAY, 20 MAY 2022
... view," State Street said. Prior to October last year, the Fund Connect platform was only available to issuers receiving securities services from State Street. It has been part of State Street's offering for close to two decades now. The platform managed ...

Risk asset volatility guaranteed: Western Asset

ANDREW MCKEAN  |  FRIDAY, 20 MAY 2022
... mortgage landscape reveals certainty around borrower affordability and we see no reason why residential mortgage-backed securities (RMBS) can't continue to prosper in delivering the highest returns for the risks involved." Fleming added that fixed-income ...

Barclays increases stake in Barrenjoey

JAMIE WILLIAMSON  |  WEDNESDAY, 18 MAY 2022
... partnership with Barclays has been instrumental to our early success, leveraging their global investment banking and securities franchises and balance sheet." "Importantly, given the rapid growth of our markets business and the launch of our fixed income ...

Allianz subsidiary, former portfolio managers charged over massive fraud

JAMIE WILLIAMSON  |  WEDNESDAY, 18 MAY 2022
... Investors and three of its former portfolio managers have been charged by the US regulator over a multi-billion-dollar securities fraud sold to pension funds that went on for more than four years. The Securities and Exchange Commission charged Allianz ...

AXA IM adds to ESG fund suite

RACHEL ALEMBAKIS  |  MONDAY, 16 MAY 2022
... also aligned to the SDGs and provides a high conviction portfolio of typically 40-60 listed equity and equity-related securities of companies in the clean economy. These global companies are largely focussed on energy transition and resource optimisation ...

Northern Trust adds to local leadership

JAMIE WILLIAMSON  |  THURSDAY, 12 MAY 2022
... Stavrou who was promoted to country head for Northern Trust last year. In the role, Poulter reports to Stavrou and securities operations practice executive Justin Winder. Poulter has been with Northern Trust since May 2018, having previously spent close ...

First crypto ETFs launch on Cboe Australia

ANDREW MCKEAN  |  THURSDAY, 12 MAY 2022
Finally, after several years of regulatory negotiation, ETF Securities and Cosmos Asset Management have launched cryptocurrency ETFs on Cboe Australia. In a statement, Cboe said ETFs are the first to offer Australian investors with direct, regulated ...